Our client, a very well established and respected provider of financial planning in West Yorkshire and Manchester is looking for an experienced Independent Financial Adviser to join their team in Manchester.
The ideal candidate will be responsible for providing independent financial advice to an existing book of clients in a professional and compliant manner.
This an employed position with an existing book of clients provided.
KEY RESPONSIBILITIES
Provide ongoing service to an existing client bank
Build on existing client bank by adding new clients from a variety of resources
Ensure suitable recommendations are made to existing and new clients
Exhibit compliant behaviour at all times and maintain firm procedures when dealing with existing and new clients
Ensure a current Statement of Professional Standing (SPS) is held at all times
Attain and maintain level of competence, performance and compliance as required by the firm
Ensure relevant CPD is maintained and recorded accurately
QUALIFICATIONS
· The requisite technical knowledge and qualification (e.g. QCA Level 4 exams)
· Experience in a previous Financial Adviser role- 2 years qualified as an absolute minimum
Desirable
· Working towards Chartered Financial Planner status
KNOWLEDGE
· The requisite technical knowledge and qualification (e.g. QCA Level 4 exams)
· Detailed knowledge and understanding of the compliance procedures including record keeping requirements
If you are an experienced IFA and are looking to work with a well-respected firm of likeminded professionals, please apply today and we will be in touch to discuss your application.